Saturday, May 16, 2015

NBU obliges banks to provide monthly list of affiliated persons

The National Bank of Ukraine (NBU) has obliged commercial banks to provide a list of all persons connected with the financial institution in question, as of May 1 this year, by May 29.

The corresponding decision is stipulated in NBU resolution No. 315 of May 12, which is available on the website of the National Bank which takes effect on May 15.
According to the resolution, prior to the regulator's introduction of the appropriate form of statistical reporting, the banks are required, each month up to the 10th day, to provide the NBU with an updated list of affiliated persons.
Among such affiliated people are the bank's supervisors and its direct and indirect shareholders who hold a significant stake, bank managers, members of the banking group, and related and affiliated persons and the banks' major owners.
In addition, the NBU by the same resolution approved regulations on defining persons affiliated with banks.
"The National Bank has the right to oblige the banks to provide documents containing information required for the NBU to decide on identifying individuals and legal entities related to the bank," reads the resolution.


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